Capital Markets Accounting and Consulting
As government regulation expands, the number of advisors helping publicly traded companies navigate capital markets is shrinking. While no one faults the SEC for its close scrutiny, the fact remains that staying current with evolving guidelines is daunting – which is why it’s imperative to turn for support to highly experienced, deeply knowledgeable specialists like ours.
The PKF O’Connor Davies Difference
Our subject matter experts possess a keen focus on regulatory reporting requirements, such as external audit, tax compliance, internal audit, report filings, credit restructuring and transactions. This allows them to address each client’s specific requirements with increased effectiveness and efficiency – adding meaningful value to the engagement.
Our advisors assist with all aspects of the capital market transaction – from initial planning and execution through to debt issuance, merger, acquisition or IPO. With extensive global experience, they help owners develop their business models and refine them to engineer in operational efficiency and risk mitigation. Count on our help with regulatory reporting throughout, whether you choose to outsource this key responsibility or perform it internally.
As global capital markets strengthen, securing an advisor with an insider’s perspective is essential.
Positioned to Capitalize on Market Opportunities
Compliance and controls are foundational and, once established, they serve as the springboard to maintaining competitive position and driving future success in this dynamic landscape. As entrepreneurs sharpen their focus on infrastructure, AI, sustainability and other innovations, the world’s capital markets offer more promising opportunities. Seizing them effectively means optimizing investment and tax strategies, mitigating risk and capturing cost efficiencies – the exact advantages our specialists deliver. They customize solutions to address the explicit objectives and priorities of each client, enabling operations-specific, goal- and data-driven, informed decision making and action. Our senior partner involvement and international network of expertise ensure strategic, ongoing support.
High-Caliber Guidance
Only advisors who have actively served this market, and actually been a part of it, can grasp the nuances of today’s increasingly complex compliance requirements. As former investors and investment bankers, our professionals are recognized for the acumen they bring to all aspects of audit and advisory on behalf of major financial institutions, real estate and insurance companies as well as the brokerage operations of investment banks, market makers, private placement companies and others. Our team also includes former regulators, who provide a rare, often unmatched, level of insight that can help protect clients in an environment of expanding risk and rigorous enforcement.
Our services include:
- Broker Dealer External Audit
- Corporate Strategy
- Policies and Procedures Creation and Review
- IPO Readiness
- Mergers and Acquisitions
- Regulatory Reporting
- Tax Compliance and Structuring
- Staff Augmentation
- Cyber and Data Privacy Reviews
- Internal Audit