On February 9th the Securities and Exchange Commission (SEC) issued proposed rules on how Registered Investment Advisers and Investment Companies (Funds) manage their cybersecurity risk and disclose significant cyber-related incidents to the SEC. The proposals would result in amendments to the Investment Company Act of 1940 and the Investment Advisers Act of 1940.
Join us as industry cyber, compliance and financial specialists break down the new proposed rules and requirements and share how Advisers and Funds should begin to prepare.
Key Topics:
- What changes do the rules require?
- How new requirements impact Advisers and Funds
- Disclosure and reporting requirements
- How should Advisers and Funds prepare?
- Best Practices
Who Should Attend:
This webinar will benefit CCO’s, COO’s, CIO’s, and CISO’s at Investment Adviser and Investment Companies.
Hosts and Featured Speakers:
PKF O’Connor Davies
Victor M. Peña, CPA, CGMA, Partner Financial Services
Thomas DeMayo, CISSP, CISA, CRISC Principal Cybersecurity and Privacy Advisory
Focus 1
Krista Zipfel, CFA, Managing Director